Files
mcp-nextcloud/tests/unit/test_registry_tiering.py
T
Chris CoutinhoandClaude Opus 4.8 c21804fbbc feat(ingest): split OCR into tier2 in-cluster (GPU, gateway-only) + tier3 upstream
Insert a configurable in-cluster OCR rung into the escalation ladder (Deck #353):
a tier2-eligible doc is OCR'd on the on-demand burst GPU before falling through to
paid upstream OCR. The in-cluster backend is reached ONLY via the embedding gateway
(model prefix routes to the GPU over the tailnet) and is a config value (default
surya/surya-ocr-2, swappable to e.g. lightonocr) — never hard-coded.

Ladder: fast -> structured -> ocr-incluster -> ocr-upstream
(queues ingest-ocr-incluster / ingest-ocr-upstream).

- escalation.py: 4-tier ladder; in-cluster flag folded into the dead-letter signature.
- ocr.py: OcrProcessor(name, tier, model_setting, gateway_only); build_ocr_backend(
  ..., model=, gateway_only=) — gateway_only forces the gateway backend (never the
  direct Mistral fallback), disabling the tier with a warning if no gateway URL.
- registry.py: per-rung enable map; scanned docs target minimum="ocr-incluster";
  inline path runs the cheapest available OCR rung.
- procrastinate.py: two OCR queues; legacy ingest-ocr kept as a drain target.
- config.py: DOCUMENT_OCR_INCLUSTER_ENABLED (off) + DOCUMENT_OCR_INCLUSTER_MODEL.
- __init__.py: register the two OCR instances; vector/processor.py: pages_ocr
  metered for the upstream (paid) rung only; cli.py: new --tier choices + legacy drain.
- metrics.py: zero the legacy ingest-ocr queue gauge during rollout.
- tests: migrated to the split ladder + new tests (gateway-only forcing, per-tier
  model incl. lightonocr override, no-hard-coded-surya guard). 1792 pass; ruff + ty green.

Co-Authored-By: Claude Opus 4.8 (1M context) <noreply@anthropic.com>
2026-06-17 23:28:29 +02:00

746 lines
29 KiB
Python

"""Unit tests for the tiered PDF routing in ProcessorRegistry.
Covers: default fast-tier routing, the pymupdf rollback toggle, classification
recording derived from the extraction, and OCR escalation (on/off).
"""
from unittest.mock import MagicMock, call
import pytest
from nextcloud_mcp_server.document_processors import registry as reg_mod
from nextcloud_mcp_server.document_processors.base import (
DocumentProcessor,
ProcessingResult,
)
from nextcloud_mcp_server.document_processors.escalation import EscalationDecision
from nextcloud_mcp_server.document_processors.registry import ProcessorRegistry
from tests.fixtures.glyph_corruption import GLYPH_CORRUPT_TEXT
pytestmark = pytest.mark.unit
class _Fake(DocumentProcessor):
def __init__(
self,
name: str,
tier: str,
# >= MIN_PAGE_CHARS of clean, whitespace-separated prose so the default
# classifies "fast" (a shorter string trips the near-empty OCR signal).
text: str = "this is clean readable prose text",
success=True,
pages: int = 1,
):
self._name = name
self._tier = tier
self._text = text
self._success = success
self._pages = pages
@property
def name(self) -> str:
return self._name
@property
def tier(self) -> str:
return self._tier
@property
def supported_mime_types(self) -> set[str]:
return {"application/pdf"}
async def process(
self, content, content_type, filename=None, options=None, progress_callback=None
):
boundaries = (
[{"page": 1, "start_offset": 0, "end_offset": len(self._text)}]
if self._pages
else []
)
return ProcessingResult(
text=self._text,
metadata={"page_count": self._pages, "page_boundaries": boundaries},
processor=self._name,
success=self._success,
)
async def health_check(self) -> bool:
return True
class _Settings:
def __init__(
self,
engine="pypdfium2",
classify=True,
ocr=False,
ocr_incluster=False,
min_text_quality=0.5,
page_fraction=0.5,
min_page_chars=16,
detect_scanned=False,
glyph_corruption_ratio=0.02,
# Guard off by default so existing tiering tests are unaffected; tests
# that exercise the size guard pass an explicit cap.
max_pdf_size_mb=0.0,
):
self.document_tier1_engine = engine
self.document_classify_enabled = classify
# ``ocr`` enables the UPSTREAM rung (document_ocr_enabled); ``ocr_incluster``
# the in-cluster GPU rung (tried first). The model attrs let
# build_ocr_backend resolve a per-tier model id.
self.document_ocr_enabled = ocr
self.document_ocr_incluster_enabled = ocr_incluster
self.document_ocr_model = "mistral/mistral-ocr-latest"
self.document_ocr_incluster_model = "surya/surya-ocr-2"
self.document_ocr_min_text_quality = min_text_quality
self.document_ocr_page_fraction = page_fraction
self.document_ocr_min_page_chars = min_page_chars
self.document_ocr_detect_scanned = detect_scanned
self.document_glyph_corruption_ratio = glyph_corruption_ratio
self.document_max_pdf_size_mb = max_pdf_size_mb
def _registry(*procs: tuple[DocumentProcessor, int]) -> ProcessorRegistry:
r = ProcessorRegistry()
for proc, prio in procs:
r.register(proc, priority=prio)
return r
async def test_pdf_routes_to_fast_tier(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings())
r = _registry((_Fake("fast", "fast"), 20), (_Fake("structured", "structured"), 10))
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "fast"
async def test_oversize_pdf_fails_fast_without_parsing(monkeypatch):
"""A PDF over the size cap must fail fast as 'oversize' before any tier runs."""
monkeypatch.setattr(
reg_mod, "get_settings", lambda: _Settings(max_pdf_size_mb=0.001)
)
fast = _Fake("fast", "fast")
ran = False
orig = fast.process
async def _tracking(*a, **k):
nonlocal ran
ran = True
return await orig(*a, **k)
fast.process = _tracking # type: ignore[method-assign]
r = _registry((fast, 20))
# ~2 KB > 0.001 MB (~1 KB) cap.
res = await r.process(b"%PDF-1.7" + b"0" * 2048, "application/pdf", "big.pdf")
assert res.success is False
assert res.metadata["parse_failed_reason"] == "oversize"
assert res.processor == "size_guard"
assert ran is False, "size guard must short-circuit before the fast tier runs"
async def test_under_cap_pdf_still_parses(monkeypatch):
"""A PDF under the cap is unaffected by the guard."""
monkeypatch.setattr(
reg_mod, "get_settings", lambda: _Settings(max_pdf_size_mb=10.0)
)
r = _registry((_Fake("fast", "fast"), 20))
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.success is True
assert res.processor == "fast"
async def test_engine_rollback_uses_structured(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(engine="pymupdf"))
r = _registry((_Fake("fast", "fast"), 20), (_Fake("structured", "structured"), 10))
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "structured"
async def test_engine_rollback_warns_when_no_structured(monkeypatch, caplog):
# pymupdf rollback with no structured processor registered: it falls back to
# the fast processor but must warn (it silently used what the user opted out
# of otherwise).
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(engine="pymupdf"))
r = _registry((_Fake("fast", "fast"), 20))
with caplog.at_level(
"WARNING", logger="nextcloud_mcp_server.document_processors.registry"
):
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "fast"
assert any("no 'structured' processor" in rec.message for rec in caplog.records)
async def test_records_classification(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings())
rec = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_classification", rec)
r = _registry((_Fake("fast", "fast"), 20))
await r.process(b"%PDF-1.7", "application/pdf")
rec.assert_called_once()
# recommended_tier, flags, mean_text_quality, ocr_page_fraction all threaded
# through (the last two feed the per-tenant tuning histograms).
args = rec.call_args.args
assert len(args) == 4
assert isinstance(args[0], str) and isinstance(args[3], float)
async def test_classify_disabled_skips_recording(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(classify=False))
rec = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_classification", rec)
r = _registry((_Fake("fast", "fast"), 20))
await r.process(b"%PDF-1.7", "application/pdf")
rec.assert_not_called()
async def test_ocr_escalation_on_empty_text(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text=""), 20),
(_Fake("ocr-upstream", "ocr-upstream", text="ocr text"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "ocr-upstream"
esc.assert_called_once()
async def test_zero_page_pdf_does_not_escalate(monkeypatch):
# An empty/corrupt PDF (no pages) classifies "ocr" but must NOT escalate --
# OCR can't help and it would be wasteful.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text="", pages=0), 20),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "fast"
esc.assert_not_called()
async def test_pipeline_tier_stamped_on_metadata(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings())
r = _registry((_Fake("fast", "fast"), 20))
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.metadata["pipeline_tier"] == "fast"
async def test_ocr_failure_falls_back_to_fast(monkeypatch):
# OCR enabled but the backend can't run (no creds / API down) -> keep the
# tier-1 result instead of failing the document.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
monkeypatch.setattr(reg_mod, "record_document_escalation", MagicMock())
r = _registry(
(_Fake("fast", "fast", text=""), 20),
(_Fake("ocr-upstream", "ocr-upstream", text="", success=False), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "fast"
assert res.success is True
async def test_no_ocr_escalation_when_disabled(monkeypatch):
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=False))
r = _registry(
(_Fake("fast", "fast", text=""), 20),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
# Fast tier is terminal when OCR is disabled.
assert res.processor == "fast"
# --- glyph-corruption escalation + full-ladder parity ------------------------
# A fast-tier text layer that looks like words (HIGH text_quality) but leaks C0
# control chars -- the broken-/ToUnicode signature the control-char ratio catches.
# Shared with the classifier tests so the two can't diverge.
_GLYPH = GLYPH_CORRUPT_TEXT
async def test_glyph_corrupt_escalates_fast_to_structured(monkeypatch):
# Not gated on OCR: structured is free + in-cluster, so a glyph-corrupt layer
# escalates fast->structured even with OCR disabled.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=False))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text=_GLYPH), 20),
(_Fake("structured", "structured", text="clean recovered prose text"), 10),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "structured"
esc.assert_called_once_with("fast", "structured", "corrupt_glyphs")
async def test_glyph_corrupt_no_structured_stays_fast(monkeypatch):
# No structured processor registered AND OCR off -> nothing to escalate to;
# keep fast (the inline counterpart of the external "suppressed" outcome).
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=False))
r = _registry((_Fake("fast", "fast", text=_GLYPH), 20))
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "fast"
async def test_glyph_corrupt_no_structured_falls_through_to_ocr(monkeypatch):
# Parity with the external path: structured unregistered but OCR enabled ->
# the glyph-corrupt doc falls through to OCR (not silently kept at fast).
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text=_GLYPH), 20),
(_Fake("ocr-upstream", "ocr-upstream", text="ocr recovered text"), 5),
) # no structured registered
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "ocr-upstream"
esc.assert_called_once_with("fast", "ocr-upstream", "corrupt_glyphs")
async def test_inline_lowconf_tries_structured_before_ocr(monkeypatch):
# Full-ladder parity with the external path: a junk-but-non-empty fast layer
# tries structured (fast->structured) BEFORE any OCR, even with OCR enabled.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text="x" * 40), 20), # one long token -> quality ~0
(_Fake("structured", "structured", text="clean recovered prose text here"), 10),
(_Fake("ocr-upstream", "ocr-upstream", text="ocr text"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "structured"
esc.assert_called_once_with("fast", "structured", "low_confidence")
async def test_inline_empty_skips_structured_straight_to_ocr(monkeypatch):
# The one intended shortcut: a scanned/no-text-layer doc (total_chars == 0)
# skips structured (it cannot extract text from a raster) and goes to OCR.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text=""), 20),
(_Fake("structured", "structured", text="should not run"), 10),
(_Fake("ocr-upstream", "ocr-upstream", text="ocr text"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "ocr-upstream"
esc.assert_called_once_with("fast", "ocr-upstream", "empty_text")
async def test_inline_fast_structured_ocr_cascade(monkeypatch):
# Full cascade: a junk-but-non-empty fast layer hops to structured, the
# structured re-extract is empty (a doc that was ALSO scanned), so it then
# hops to OCR. The second hop must be attributed from_tier="structured",
# NOT a second "fast" escalation.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text="x" * 40), 20), # quality ~0, non-empty
(_Fake("structured", "structured", text=""), 10), # re-extract empty
(_Fake("ocr-upstream", "ocr-upstream", text="ocr recovered text"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "ocr-upstream"
assert esc.call_args_list == [
call("fast", "structured", "low_confidence"),
call("structured", "ocr-upstream", "empty_text"),
]
async def test_inline_structured_still_corrupt_escalates_to_ocr(monkeypatch):
# Edge: the structured re-extract is ALSO glyph-corrupt (pymupdf also failed to
# decode). Re-classification stays "structured", so the OCR gate fires --
# attributed from_tier="structured" with reason corrupt_glyphs.
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings(ocr=True))
esc = MagicMock()
monkeypatch.setattr(reg_mod, "record_document_escalation", esc)
r = _registry(
(_Fake("fast", "fast", text=_GLYPH), 20),
(_Fake("structured", "structured", text=_GLYPH), 10), # still corrupt
(_Fake("ocr-upstream", "ocr-upstream", text="ocr recovered text"), 5),
)
res = await r.process(b"%PDF-1.7", "application/pdf")
assert res.processor == "ocr-upstream"
assert esc.call_args_list == [
call("fast", "structured", "corrupt_glyphs"),
call("structured", "ocr-upstream", "corrupt_glyphs"),
]
def test_evaluate_escalation_glyph_corrupt_goes_structured(monkeypatch):
# External path mirrors the inline path: glyph-corrupt -> structured, never OCR.
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text=_GLYPH,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(_GLYPH)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True))
assert decision == EscalationDecision("hop", "structured", "corrupt_glyphs")
def test_evaluate_escalation_glyph_corrupt_no_structured_falls_through_to_ocr(
monkeypatch,
):
# External path with structured unregistered: next_available_tier skips the
# missing rung and lands on OCR, keeping the corrupt_glyphs reason.
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
) # no structured registered
res = ProcessingResult(
text=_GLYPH,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(_GLYPH)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True))
assert decision == EscalationDecision("hop", "ocr-upstream", "corrupt_glyphs")
def test_evaluate_escalation_glyph_corrupt_no_structured_ocr_disabled_suppressed(
monkeypatch,
):
# Structured unregistered AND OCR registered-but-disabled: the would-be OCR
# fallthrough is suppressed, and it carries the corrupt_glyphs reason (so the
# "what-if OCR" counter can show latent glyph-corruption demand).
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
) # structured not registered; ocr registered but disabled below
res = ProcessingResult(
text=_GLYPH,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(_GLYPH)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False))
assert decision == EscalationDecision(
"suppressed", "ocr-upstream", "corrupt_glyphs"
)
# --- Per-tier external path (Deck #323) -------------------------------------
async def test_process_tier_runs_named_tier(monkeypatch):
"""process_tier runs exactly the requested tier's processor, not priority."""
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = await r.process_tier(b"%PDF-1.7", "application/pdf", "f.pdf", "structured")
assert res.processor == "structured"
async def test_process_tier_unknown_tier_raises(monkeypatch):
from nextcloud_mcp_server.document_processors.base import ProcessorError
monkeypatch.setattr(reg_mod, "get_settings", lambda: _Settings())
r = _registry((_Fake("fast", "fast"), 20))
with pytest.raises(ProcessorError, match="structured"):
await r.process_tier(b"%PDF-1.7", "application/pdf", "f.pdf", "structured")
async def test_process_tier_oversize_fails_fast(monkeypatch):
"""The size guard applies on the per-tier path too (before any parse)."""
monkeypatch.setattr(
reg_mod, "get_settings", lambda: _Settings(max_pdf_size_mb=0.001)
)
r = _registry((_Fake("ocr-upstream", "ocr-upstream"), 5))
res = await r.process_tier(b"x" * 4096, "application/pdf", "big.pdf", "ocr")
assert res.success is False
assert res.metadata["parse_failed_reason"] == "oversize"
def test_next_available_tier_walks_ladder():
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
# ocr disabled -> structured is the only target above fast.
s = _Settings(ocr=False)
assert r.next_available_tier("fast", s) == "structured"
assert r.next_available_tier("structured", s) is None # ocr gated off
# ocr enabled -> reachable; minimum skips the structured rung.
s_ocr = _Settings(ocr=True)
assert r.next_available_tier("structured", s_ocr) == "ocr-upstream"
assert (
r.next_available_tier("fast", s_ocr, minimum="ocr-upstream") == "ocr-upstream"
)
def test_next_available_tier_skips_unregistered():
# No structured processor -> fast escalates straight to ocr.
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
assert r.next_available_tier("fast", _Settings(ocr=True)) == "ocr-upstream"
def test_evaluate_escalation_good_text_indexes(monkeypatch):
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast", text="This is clean readable prose text."), 20),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text="This is clean readable prose text.",
metadata={
"page_count": 1,
"page_boundaries": [{"page": 1, "start_offset": 0, "end_offset": 34}],
},
processor="fast",
)
assert r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True)) is None
def test_evaluate_escalation_empty_jumps_to_ocr(monkeypatch):
"""A scanned (no-text-layer) result targets ocr directly, skipping structured."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text="",
metadata={
"page_count": 1,
"page_boundaries": [{"page": 1, "start_offset": 0, "end_offset": 0}],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True))
assert decision == EscalationDecision("hop", "ocr-upstream", "empty_text")
def test_evaluate_escalation_lowconf_goes_to_structured(monkeypatch):
"""A junk-but-non-empty layer escalates to the next rung (structured)."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
junk = "x" * 40 # one long token, no whitespace -> quality ~0
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text=junk,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(junk)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True))
assert decision == EscalationDecision("hop", "structured", "low_confidence")
def test_evaluate_escalation_failure_not_escalated(monkeypatch):
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
res = ProcessingResult(
text="",
metadata={"parse_failed_reason": "error"},
processor="fast",
success=False,
)
assert r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True)) is None
def test_evaluate_escalation_terminal_when_no_higher_tier(monkeypatch):
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
# Only fast registered -> nowhere to escalate even on junk text.
r = _registry((_Fake("fast", "fast"), 20))
junk = "y" * 40
res = ProcessingResult(
text=junk,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(junk)}
],
},
processor="fast",
)
assert r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True)) is None
def test_evaluate_escalation_zero_page_does_not_escalate(monkeypatch):
"""A zero-page (empty/corrupt) PDF never escalates on the external path."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
res = ProcessingResult(
text="",
metadata={"page_count": 0, "page_boundaries": []},
processor="fast",
)
assert r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True)) is None
def test_evaluate_escalation_lowconf_to_ocr_when_no_structured(monkeypatch):
"""fast+ocr only: a low-confidence parse routes straight to ocr (skips the
unregistered structured rung), not to None."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
junk = "z" * 40 # non-empty but junk -> recommended ocr, total_chars > 0
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
res = ProcessingResult(
text=junk,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(junk)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=True))
assert decision == EscalationDecision("hop", "ocr-upstream", "low_confidence")
def test_evaluate_escalation_suppressed_when_ocr_disabled(monkeypatch):
"""OCR off: a scanned doc does NOT hop to ocr; it returns a 'suppressed'
decision (the what-if-OCR signal) so the caller indexes at the current tier."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
res = ProcessingResult(
text="",
metadata={
"page_count": 1,
"page_boundaries": [{"page": 1, "start_offset": 0, "end_offset": 0}],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False))
assert decision == EscalationDecision("suppressed", "ocr-upstream", "empty_text")
def test_evaluate_escalation_lowconf_suppressed_when_only_ocr_disabled(monkeypatch):
"""fast+ocr only, OCR off, junk text: the next rung is the disabled ocr, so
the would-be hop is suppressed (not a structured hop, which isn't registered)."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
junk = "q" * 40
r = _registry(
(_Fake("fast", "fast"), 20), (_Fake("ocr-upstream", "ocr-upstream"), 5)
)
res = ProcessingResult(
text=junk,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(junk)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False))
assert decision == EscalationDecision(
"suppressed", "ocr-upstream", "low_confidence"
)
def test_evaluate_escalation_structured_hop_not_suppressed_when_ocr_off(monkeypatch):
"""OCR off but structured available + junk text → real hop to structured
(not suppressed): the in-cluster rung can still run."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
junk = "w" * 40
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10),
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text=junk,
metadata={
"page_count": 1,
"page_boundaries": [
{"page": 1, "start_offset": 0, "end_offset": len(junk)}
],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False))
assert decision == EscalationDecision("hop", "structured", "low_confidence")
def test_evaluate_escalation_terminal_when_ocr_unregistered_and_off(monkeypatch):
"""No OCR processor registered at all (not merely disabled) → genuinely
terminal: returns None, NOT a suppressed decision. 'Absent' != 'disabled'."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry((_Fake("fast", "fast"), 20)) # only fast; no ocr processor
res = ProcessingResult(
text="",
metadata={
"page_count": 1,
"page_boundaries": [{"page": 1, "start_offset": 0, "end_offset": 0}],
},
processor="fast",
)
assert r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False)) is None
def test_evaluate_escalation_empty_suppressed_even_when_structured_registered(
monkeypatch,
):
"""empty_text uses minimum='ocr', so it skips structured even when structured
IS registered: with OCR off it suppresses to ocr, never hops to structured
(a text extractor can't conjure text from a raster scan)."""
monkeypatch.setattr(reg_mod, "record_document_classification", MagicMock())
r = _registry(
(_Fake("fast", "fast"), 20),
(_Fake("structured", "structured"), 10), # registered but skipped for empty
(_Fake("ocr-upstream", "ocr-upstream"), 5),
)
res = ProcessingResult(
text="",
metadata={
"page_count": 1,
"page_boundaries": [{"page": 1, "start_offset": 0, "end_offset": 0}],
},
processor="fast",
)
decision = r.evaluate_escalation(res, b"%PDF", "fast", _Settings(ocr=False))
assert decision == EscalationDecision("suppressed", "ocr-upstream", "empty_text")